← Back to Learn
eu-ai-actcompliancebest-practices

EU AI Act Compliance Checklist for Agents

Authensor

The EU AI Act imposes specific obligations on providers and deployers of AI systems, with higher requirements for high-risk systems. AI agents that make autonomous decisions in regulated domains (healthcare, finance, employment, law enforcement) are likely classified as high-risk. This checklist maps the Act's requirements to actionable controls.

Risk Management (Article 9)

  • [ ] A risk management system is established and maintained throughout the agent's lifecycle
  • [ ] Risks from autonomous operation are identified and documented
  • [ ] Mitigation measures (policies, guardrails, approval workflows) are implemented for each identified risk
  • [ ] Residual risks are documented and accepted by the appropriate authority
  • [ ] Risk assessment is updated when the agent's capabilities or deployment context changes

Data Governance (Article 10)

  • [ ] Training data sources are documented
  • [ ] Data quality metrics are tracked
  • [ ] Bias testing is performed on agent outputs
  • [ ] Data retention policies are defined and enforced

Record Keeping (Article 12)

  • [ ] All agent actions are logged with timestamps
  • [ ] Audit trails are tamper-evident (hash-chained receipts)
  • [ ] Logs include the input, the decision, the policy applied, and the outcome
  • [ ] Records are retained for the period specified by the Act
  • [ ] Records are accessible for regulatory inspection

Human Oversight (Article 14)

  • [ ] Human approval workflows are configured for high-risk decisions
  • [ ] Operators can monitor agent behavior in real time
  • [ ] A kill switch exists to stop the agent immediately
  • [ ] Operators understand the agent's capabilities and limitations

Accuracy, Robustness, and Cybersecurity (Article 15)

  • [ ] Agent accuracy is measured and documented
  • [ ] Safety controls are tested against adversarial attacks (red teaming)
  • [ ] The system is resilient to input manipulation (prompt injection defense)
  • [ ] Security updates are applied promptly

Transparency (Article 13)

  • [ ] Users interacting with the agent are informed they are communicating with an AI system
  • [ ] The agent's capabilities and limitations are documented
  • [ ] Decision explanations are available when required

Review this checklist quarterly. The EU AI Act enforcement timeline means compliance must be in place by August 2026 for most provisions.

Keep learning

Explore more guides on AI agent safety, prompt injection, and building secure systems.

View All Guides